ANNUAL TRAFFICKING IN PERSONS (TIP) REPORT FOR THE FEDERATED

UNCLAS SECTION 01 OF 09 KOLONIA 000019

SENSITIVE
SIPDIS

G/TIP, G-ACBLANK
INL
DRL
PRM
EAP/RSP
EAP/ANP

E.O. 12958: N/A
TAGS: KTIP KCRM PHUM KWMN SMIG KFRD ASEC PREF ELAB FM
SUBJECT: ANNUAL TRAFFICKING IN PERSONS (TIP) REPORT FOR THE FEDERATED
STATES OF MICRONESIA

REF: 08 STATE 132759

Post submits the following information for the 2009 Trafficking
in Persons (TIP) Report. All answers are keyed to reftel.

THE COUNTRY'S TIP SITUATION

23.A. What is (are) the source(s) of available information on
trafficking in persons?
Department of Justice officials and members of local law
enforcement provide the best sources for available information.
They maintain a close working relationship with FBI offices in
Guam and Hawaii, as well as with the Australian Federal Police.

What plans are in place (if any) to undertake further
documentation of human trafficking?
The answer to this question will be provided septel.

How reliable are these sources?
Local sources are very reliable, if not wholly effective. The
Embassy maintains a good working relationship with local
officials.

23.B. Is the country a country of origin, transit, and/or
destination for internationally trafficked men, women, or
children?
Law enforcement officials in Guam uncovered one case of Chuukese
women allegedly trafficked to work in brothels in Guam, the
first reported case of trafficking involving Micronesian
victims. Whether the country will develop into a "country of
origin" after this one case remains to be seen. However, the
FSM's remote location and its small population make it an
unlikely destination, source, or transit country for a
significant number of cases involving sex trafficking.
Moreover, U.S. law gives Micronesian citizens the right to live
and work in the United States, making the country an unlikely
source of labor trafficking. Neither is the FSM a major
destination country for labor traffickers. Its small economy,
coupled with stringent foreign investment rules, ensures a very
small market for imported foreign labor.

Does trafficking occur within the country's borders?
No.

If so, does internal trafficking occur in territory outside of
the government's control (e.g. in a civil war situation)?
N/A

To where are people trafficked?
In the FSM's only known case of trafficking, the victims went to
Guam.

For what purposes are they trafficked?
In the FSM's only known case of trafficking, the purpose was
sexual exploitation.

Provide, where possible, numbers or estimates for each group of
trafficking victims.
In the FSM's only known case of trafficking, ten women from the
Micronesian state of Chuuk were involved.

Have there been any changes in the TIP situation since the last
TIP Report (e.g. changes in destinations)?
Post last submitted a TIP Report in 2004. At that time, Post
reported that Thai and Chinese nationals had allegedly been
recruited to work in local hotels under fraudulent
circumstances. No prosecutions resulted from those incidents,
and post reported that "[t]hese cases did not involve severe
forms of trafficking and exploitation." Rumors persist that
some foreign nationals continue to work illegally in the
country. Additional information in response to this question
will be provided septel.

23C. What kind of conditions are the victims trafficked into?
In the FSM's only known case of trafficking, over the course of
four years young women in the FSM state of Chuuk were recruited
to work as waitresses or store clerks in Guam. After purchasing
their airline tickets, the recruiter, allegedly an FSM citizen
living in Chuuk, brought each woman to Guam.
According to the indictment obtained by the US Attorney in July
2008, the defendants met each woman at the airport and took them

KOLONIA 00000019 002 OF 009


to a brothel. The brothel owners allegedly used "fraud" and
"coercion" to force the women to work as prostitutes. The
brothel owners allegedly confiscated the women's passports and
physically harmed the victims to keep them compliant.
The FSM has not brought its own charges against the brothel
owners. Nor has it arrested the FSM-based recruiter. Law
enforcement officials believe this person made similar
recruitment efforts in Pohnpei State but was unsuccessful.

23.D. Vulnerability to TIP: Are certain groups of persons more
at risk of being trafficked (e.g. women and children, boys
versus girls, certain ethnic groups, refugees, IDPs, etc.)?
Based on the FSM's only known case trafficking, unemployed young
women appear to be most at risk. Generalizations based on one
case may not be accurate however.

23.E. Traffickers and Their Methods: Who are the
traffickers/exploiters?
N/A

Are they independent business people?
N/A

Small or family-based crime groups?
N/A

Large international organized crime syndicates?
N/A

What methods are used to approach victims? For example, are
they offered lucrative jobs, sold by their families, or
approached by friends of friends?
In the FSM's only known case of trafficking, an individual
approached young women in Chuuk and offered them jobs in Guam.
The recruiter offered work opportunities and salaries that are
unavailable in the FSM.

What methods are used to move the victims (e.g., are false
documents being used?).
In the FSM's only known case of trafficking, false documents
were not used. FSM citizens may live and work in the U.S.
without visas. The recruiter did pay the victims' airfare.

Are employment, travel, and tourism agencies or marriage brokers
involved with or fronting for traffickers or crime groups to
traffic individuals?
No.

SETTING THE SCENE FOR THE GOVERNMENT'S ANTI-TIP
EFFORTS:

24.A. Does the government acknowledge that trafficking is a
problem in the country? If not, why not?
No. With only one known incidence of human trafficking the
government does not perceive it as a major problem.

24.B. Which government agencies are involved in anti-
trafficking efforts and which agency, if any, has the lead?
The FSM National Police has the lead in any trafficking case.
Other agencies who might investigate trafficking cases include
the Transnational Crime Unit, FSM Customs, FSM Immigration and
the police forces of the four individual states (Yap, Chuuk,
Pohnpei and Kosrae).

24.C. What are the limitations on the government's ability to
address this problem in practice? For example, is funding for
police or other institutions inadequate?
Government resources appear adequate to cover the issue, given
the apparent low level of trafficking activity. Eighty-six
national police officers serve a country of 108,000 residents.
Local state police forces augment the country's capacity to
fight trafficking.

Is overall corruption a problem?
Corruption is a problem in the FSM, but there is no current
evidence that it plays a role in trafficking activity.

Does the government lack the resources to aid victims?
No.


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24.D. To what extent does the government systematically monitor
its anti-trafficking efforts (on all fronts -- prosecution,
victim protection, and prevention) and periodically make
available, publicly or privately and directly or through
regional/international organizations, its assessments of these
anti-trafficking efforts?
Immigration and National Police periodically discuss the issue
on an informal basis. Currently, there are no formal mechanisms
to monitor trafficking activity.

INVESTIGATION AND PROSECUTION OF TRAFFICKERS:

The FSM has not enacted any new anti-trafficking legislation
since the last TIP Report in 2004.

25.A. Existing Laws against TIP: Does the country have a law or
laws specifically prohibiting trafficking in persons -- both for
sexual exploitation and labor?
No.

If so, please specifically cite the name of the law(s) and its
date of enactment and provide the exact language [actual copies
preferable] of the TIP provisions. Please provide a full
inventory of trafficking laws, including non-criminal statutes
that allow for civil penalties against alleged trafficking
crimes (e.g., civil forfeiture laws and laws against illegal
debt).
N/A

Does the law(s) cover both internal and transnational forms of
trafficking?
N/A

If not, under what other laws can traffickers be prosecuted?
For example, are there laws against slavery or the exploitation
of prostitution by means of force, fraud, or coercion?
No such laws exist at the national level, but each of the four
individual states has laws that could be used in a trafficking
case. For example, the states have laws against false
imprisonment, criminal coercion, kidnapping, and even the making
of "threats."

Are these other laws being used in trafficking cases?
Not yet. The FSM government has never prosecuted a case where
trafficking was an issue.

25.B. Punishment of Sex Trafficking Offenses: What are the
prescribed and imposed penalties for trafficking people for
sexual exploitation?
N/A

25.C. Punishment of Labor Trafficking Offenses: What are the
prescribed and imposed penalties for trafficking for labor
exploitation, such as forced or bonded labor?
N/A. No such laws are on the books of the national government
or the four states.

If your country is a source country for labor migrants, do the
government's laws provide for criminal punishment -- i.e. jail
time -- for labor recruiters who engage in recruitment of
workers using knowingly fraudulent or deceptive offers with the
purpose of subjecting workers to trafficking in the destination
country?
N/A. FSM is not a source country for labor migrants.
Micronesians can live and work in the U.S. without visas.

If your country is a destination for labor migrants, are there
laws punishing employers or labor agents who confiscate workers'
passports or travel documents for the purpose of trafficking,
switch contracts without the worker's consent as a means to keep
the worker in a state of service, or withhold payment of
salaries as means of keeping the worker in a state of service?
N/A. FSM is not known to be a destination for labor migrants.

25.D. What are the prescribed penalties for rape or forcible
sexual assault?
Rape is not against the law at the national level, and none of
the four FSM states outlaw rape per se. However, all four
states outlaw sexual assault and use a definition that includes
rape as it commonly understood.

KOLONIA 00000019 004 OF 009


Chuuk State imposes a penalty of up to 10 years imprisonment and
a $10,000 fine for sexual assault with a deadly weapon, five
years and $5,000 if the perpetrator is unarmed.
Pohnpei State allows for a 10 year sentence and a $10,000 fine
if the victim suffers "serious bodily or psychological injury"
and/or the perpetrator had accomplices and/or a deadly weapon
was used. If those factors are not present the penalty is five
years imprisonment and a $5,000 fine. In Kosrae State, a
defendant may receive a 10 year sentence and a $20,000 fine upon
conviction if the sexual assault resulted in "serious bodily or
psychological injury," five years and a $10,000 fine if no such
injury occurs.
Yap State requires "serious bodily or psychological injury" or
the use of a "dangerous weapon" to impose its most severe
penalty for sexual assault: ten years and a $10,000 fine. When
neither of those factors is present the state may impose five
years imprisonment and a $5,000 fine.

25.E. Law Enforcement Statistics: Did the government prosecute
any cases against human trafficking offenders during the
reporting period?
No.

If so, provide numbers of investigations, prosecutions,
convictions, and sentences imposed, including details on plea
bargains and fines, if relevant and available.
In conjunction with the Guam police, local law enforcement
officials investigated the incident involving the women
trafficked from Chuuk to Guam. All judicial actions have taken
place in Guam so far, none in the FSM.

Please note the number of convicted traffickers who received
suspended sentences and the number who received only a fine as
punishment.
N/A

Please indicate which laws were used to investigate, prosecute,
convict, and sentence traffickers.
N/A

Also, if possible, please disaggregate numbers of cases by type
of TIP (labor vs. commercial sexual exploitation) and victims
(children under 18 years of age vs. adults).
N/A

If in a labor source country, did the government criminally
prosecute labor recruiters who recruit workers using knowingly
fraudulent or deceptive offers or by imposing fees or
commissions for the purpose of subjecting the worker to debt
bondage?
N/A. FSM is not known to be a labor source country.

Did the government in a labor destination country criminally
prosecute employers or labor agents who confiscate workers'
passports/travel documents for the purpose of trafficking,
switch contracts or terms of employment without the worker's
consent to keep workers in a state of service, use physical or
sexual abuse or the threat of such abuse to keep workers in a
state of service, or withhold payment of salaries as a means to
keep workers in a state of service?
N/A. FSM is not known to be a labor destination country.

What were the actual punishments imposed on persons convicted of
these offenses?
N/A

Are the traffickers serving the time sentenced? If not, why not?
N/A

25.F. Does the government provide any specialized training for
government officials in how to recognize, investigate, and
prosecute instances of trafficking?
No. Immigration officials are open to training, however, and
internal discussion and monitoring of the issue is taking place.

Specify whether NGOs, international organizations, and/or the
USG provide specialized training for host government officials.
No.

25.G. Does the government cooperate with other governments in

KOLONIA 00000019 005 OF 009


the investigation and prosecution of trafficking cases?
The FSM cooperated with the Guam police investigation of the
incident in Chuuk. No other opportunities for cooperation have
arisen.

If possible, provide the number of cooperative international
investigations on trafficking during the reporting period.
One (the case in Guam).

25.H. Does the government extradite persons who are charged with
trafficking in other countries?
In theory, yes, but the FSM has never extradited anyone based on
trafficking charges. The country requires an extradition treaty
with the requesting country before extradition proceedings can
take place.

If so, please provide the number of traffickers extradited
during the reporting period, and the number of trafficking
extraditions pending. In particular, please report on any
pending or concluded extraditions of trafficking offenders to
the United States.
None. There are no pending or concluded extraditions of
trafficking offenders to the U.S. (or anywhere else).

25.I. Is there evidence of government involvement in or
tolerance of trafficking, on a local or institutional level? If
so, please explain in detail.
No.

25.J. If government officials are involved in trafficking, what
steps has the government taken to end such participation?
N/A

Please indicate the number of government officials investigated
and prosecuted for involvement in trafficking or
trafficking-related corruption during the reporting period.
None.

Have any been convicted?
N/A

What sentence(s) was imposed?
N/A

Please specify if officials received suspended sentences, or
were given a fine, fired, or reassigned to another position
within the government as punishment.
N/A

Please indicate the number of convicted officials that received
suspended sentences or received only a fine as punishment.
N/A

25.K. Is prostitution legalized or decriminalized?
Specifically, are the activities of the prostitute criminalized?
Prostitution has not been criminalized at the national level and
is illegal in only two of the four states, Chuuk and Pohnpei.
There are no laws against prostitution in Kosrae or Yap.
However, the absence of such statutes does not mean either state
condones the practice. Rather, the small size of those
communities, coupled with the strict religious and societal
mores of each, severely limits the practice of prostitution. As
one Yap official put it, the original drafters of the criminal
code "could not imagine that their sons or daughters would
engage voluntarily in such acts."

Are the activities of the brothel owner/operator, clients,
pimps, and enforcers criminalized?
None of the states have laws specifically directed at brothel
owners or pimps.

Are these laws enforced?
N/A

If prostitution is legal and regulated, what is the legal
minimum age for this activity? Note that in countries with
federalist systems, prostitution laws may be under state or
local jurisdiction and may differ among jurisdictions.
N/A. While not specifically outlawed in Kosrae and Yap,
prostitution is not a legal, regulated activity.

KOLONIA 00000019 006 OF 009



25.L. For countries that contribute troops to international
peacekeeping efforts, please indicate whether the government
vigorously investigated, prosecuted, convicted and sentenced
nationals of the country deployed abroad as part of a
peacekeeping or other similar mission who engaged in or
facilitated severe forms of trafficking or who exploited victims
of such trafficking.
N/A

25.M. If the country has an identified problem of child sex
tourists coming to the country, what are the countries of origin
for sex tourists?
N/A. Micronesia is not known to be a destination for child sex
tourists.

How many foreign pedophiles did the government prosecute or
deport/extradite to their country of origin?
None.

If your host country's nationals are perpetrators of child sex
tourism, do the country's child sexual abuse laws have
extraterritorial coverage (similar to the U.S. PROTECT
Act) to allow the prosecution of suspected sex tourists for
crimes committed abroad?
N/A. No Micronesian citizens are known to have been prosecuted
for child sex tourism.

If so, how many of the country's nationals were prosecuted
and/or convicted during the reporting period under the
extraterritorial provision(s) for traveling to other countries
to engage in child sex tourism?
N/A

PROTECTION AND ASSISTANCE TO VICTIMS:

26.A. What kind of protection is the government able under
existing law to provide for victims and witnesses?
None. The FSM lacks specific laws protecting victims of
trafficking or the witnesses in such cases. However, there are
general material witness laws that give the government the right
to detain witnesses for their own protection.

Does it provide these protections in practice?
N/A. The material witness provisions have not been used in
conjunction with any trafficking case.

26.B. Does the country have victim care facilities (shelters or
drop-in centers) which are accessible to trafficking victims?
No.

Do foreign victims have the same access to care as domestic
trafficking victims?
N/A

Where are child victims placed (e.g., in shelters, foster care,
or juvenile justice detention centers)?
N/A

Does the country have specialized care for adults in addition to
children?
No. The FSM has no specific programs or facilities to care for
trafficking victims.

Does the country have specialized care for male victims
as well as female?
No.

Does the country have specialized facilities dedicated to
helping victims of trafficking?
No.

Are these facilities operated by the government or by NGOs?
N/A

What is the funding source of these facilities?
N/A

Please estimate the amount the government spent (in U.S.
dollar equivalent) on these specialized facilities dedicated to

KOLONIA 00000019 007 OF 009


helping trafficking victims during the reporting period.
N/A

26.C. Does the government provide trafficking victims with
access to legal, medical and psychological services?
No.

If so, please specify the kind of assistance provided.
N/A

Does the government provide funding or other forms of support to
foreign or domestic NGOs and/or international organizations for
providing these services to trafficking victims?
No.

Please explain and provide any funding amounts in U.S. dollar
equivalent. If assistance provided was in-kind, please specify
exact assistance. Please specify if funding for assistance
comes from a federal budget or from regional or local
governments.
N/A

26.D. Does the government assist foreign trafficking victims,
for example, by providing temporary to permanent residency
status, or other relief from deportation? If so, please explain.
No.

26.E. Does the government provide longer-term shelter or housing
benefits to victims or other resources to aid the victims in
rebuilding their lives?
No.

26.F. Does the government have a referral process to transfer
victims detained, arrested or placed in protective custody by
law enforcement authorities to institutions that provide short-
or long-term care (either government or NGO-run)?
No.

26.G. What is the total number of trafficking victims identified
during the reporting period?
The total number of victims identified in this rating period is
ten.

Of these, how many victims were referred to care facilities for
assistance by law enforcement authorities during the reporting
period?
None.

By social services officials?
None.

What is the number of victims assisted by government-funded
assistance programs and those not funded by the government
during the reporting period?
In the FSM's only known case of trafficking, the FSM government
offered no assistance to any of the victims. At the time of
this report the victims are still in Guam. The government of
Guam provided some social services after police raided the
brothel. Guam is also providing room and board to the women as
they wait to testify at the brothel owners' trial.

26.H. Do the government's law enforcement, immigration, and
social services personnel have a formal system of proactively
identifying victims of trafficking among high-risk persons with
whom they come in contact (e.g., foreign persons arrested for
prostitution or immigration violations)?
Nothing formal exists, only informal discussions among law
enforcement officials.

For countries with legalized prostitution, does the government
have a mechanism for screening for trafficking victims among
persons involved in the legal/regulated commercial sex trade?
N/A

26.I. Are the rights of victims respected?
Unknown. There have been too few victims of trafficking
identified to give a definitive answer. Due process procedures
in the FSM criminal justice system are generally good, however.

Are trafficking victims detained or jailed? If so, for how

KOLONIA 00000019 008 OF 009


long?
No identified trafficking victims have been jailed and there are
no legal provisions in place to do so.

Are victims fined?
No identified trafficking victims have been fined and there are
no legal provisions in place to do so.

Are victims prosecuted for violations of other laws, such as
those governing immigration or prostitution?
No identified trafficking victims have been prosecuted under
other laws.

26.J. Does the government encourage victims to assist in the
investigation and prosecution of trafficking?
Unknown. There have been too few victims of trafficking
identified to give a definitive answer.

How many victims assisted in the investigation and prosecution
of traffickers during the reporting period?
In the FSM's only known trafficking case, the victims reportedly
cooperated well with the Guam police. There was little contact
between the FSM national police and the victims, however.

May victims file civil suits or seek legal action against
traffickers?
While no specific civil remedy for trafficking victims is
spelled out in the state and national codes, each state's code
does provide general redress for personal injuries caused by
another.

Does anyone impede victim access to such legal redress?
No.

If a victim is a material witness in a court case against a
former employer, is the victim permitted to obtain other
employment or to leave the country pending trial proceedings?
Unknown. This situation has never arisen and the statues are
silent on the issue.

Are there means by which a victim may obtain restitution?
The victim may bring an act of personal injury in a civil court.

26.K. Does the government provide any specialized training for
government officials in identifying trafficking victims and in
the provision of assistance to trafficked victims, including the
special needs of trafficked children?
While some training apparently took place back in 2004, no such
training programs are currently in place.

Does the government provide training on protections and
assistance to its embassies and consulates in foreign countries
that are destination or transit countries?
No.

What is the number of trafficking victims assisted by the host
country's embassies or consulates abroad during the reporting
period? Please explain the type of assistance provided (travel
documents, referrals to assistance, payment for transportation
home).
None.

26.L. Does the government provide assistance, such as medical
aid, shelter, or financial help, to its nationals who are
repatriated as victims of trafficking?
No.

26.M. Which international organizations or NGOs, if any, work
with trafficking victims?
None.

What type of services do they provide?
N/A

What sort of cooperation do they receive from local authorities?
N/A

PREVENTION:

27.A. Did the government conduct anti-trafficking information or

KOLONIA 00000019 009 OF 009


education campaigns during the reporting period?
No.

If so, briefly describe the campaign(s),including their
objectives and effectiveness.
N/A

Please provide the number of people reached by such awareness
efforts, if available.
N/A

Do these campaigns target potential trafficking victims and/or
the demand for trafficking (e.g. "clients" of prostitutes or
beneficiaries of forced labor)?
N/A

27.B. Does the government monitor immigration and emigration
patterns for evidence of trafficking?
Immigration authorities claim to look for evidence of
trafficking, but there are no formal mechanisms in place.

27.C. Is there a mechanism for coordination and communication
between various agencies, internal, international, and
multilateral on trafficking-related matters, such as a
multi-agency working group or a task force?
Domestically, there are no task forces or working groups dealing
with the trafficking issue. The FSM national police has
jurisdiction and could solicit intelligence from other agencies,
such as Immigration or Customs, as needed.
The Transnational Crime Unit (TCU) would be a conduit for
information coming from international sources. Headquartered in
Pohnpei, the Unit is comprised of policemen from a number of
different islands and has regular contract with the American FBI
and the Australian National Police.

27.D. Does the government have a national plan of action to
address trafficking in persons?
No. FSM government officials discussed such a plan before, but
no national plan of action has been adopted.

If the plan was developed during the reporting period, which
agencies were involved in developing it?
N/A

Were NGOs consulted in the process?
N/A

What steps has the government taken to implement the action plan?
N/A

27.E: What measures has the government taken during the
reporting period to reduce the demand for commercial sex
acts?
None.

27.F. Required of all Posts: What measures has the government
taken during the reporting period to reduce the participation in
international child sex tourism by nationals of the country?
None.

Point of contact for this report is William Douglass, tel.
number 671-320-2187, fax number 671-320-2186. Number of hours
spent on this report: approximately 36.
DOUGLASS