Identifier
Created
Classification
Origin
09GENEVA1214
2009-12-20 16:38:00
SECRET
Mission Geneva
Cable title:  

START FOLLOW-ON NEGOTIATIONS, GENEVA

Tags:  KACT MARR PARM PREL RS US START 
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VZCZCXYZ0001
OO RUEHWEB

DE RUEHGV #1214/01 3541638
ZNY SSSSS ZZH
O 201638Z DEC 09
FM USMISSION GENEVA
TO RUEHC/SECSTATE WASHDC IMMEDIATE 0928
RUEAIIA/CIA WASHINGTON DC IMMEDIATE
RUEKDIA/DIA WASHINGTON DC IMMEDIATE
RUEKJCS/CJCS WASHINGTON DC IMMEDIATE
RUEKJCS/VCJCS WASHINGTON DC IMMEDIATE
RUEKJCS/JOINT STAFF WASHINGTON DC IMMEDIATE
RHEHNSC/NATIONAL SECURITY COUNCIL WASHINGTON DC IMMEDIATE
RUEKJCS/SECDEF WASHINGTON DC IMMEDIATE
RUEHNO/USMISSION USNATO IMMEDIATE 5987
RHMFISS/DEPT OF ENERGY WASHINGTON DC IMMEDIATE
RHMFISS/DTRA ALEX WASHINGTON DC IMMEDIATE
RUESDT/DTRA-OSES DARMSTADT GE IMMEDIATE
RUENAAA/CNO WASHINGTON DC IMMEDIATE
RHMFISS/DIRSSP WASHINGTON DC IMMEDIATE
INFO RUEHTA/AMEMBASSY ASTANA PRIORITY 3166
RUEHKV/AMEMBASSY KYIV PRIORITY 2176
RUEHMO/AMEMBASSY MOSCOW PRIORITY 7383
S E C R E T GENEVA 001214 

SIPDIS

DEPT FOR T, VCI AND EUR/PRA
DOE FOR NNSA/NA-24
CIA FOR WINPAC
JCS FOR J5/DDGSA
SECDEF FOR OSD(P)/STRATCAP
NAVY FOR CNO-N5JA AND DIRSSP
AIRFORCE FOR HQ USAF/ASX AND ASXP
DTRA FOR OP-OS OP-OSA AND DIRECTOR
NSC FOR LOOK
DIA FOR LEA

E.O. 12958: DECL: 12/19/2019
TAGS: KACT MARR PARM PREL RS US START
SUBJECT: START FOLLOW-ON NEGOTIATIONS, GENEVA
(SFO-GVA-VII): (U) U.S.-PROPOSED JOINT DRAFT TEXT OF THE
PROTOCOL, DECEMBER 19, 2009 (CABLE 7 OF 12 CABLES)

REF: A. GENEVA 1208 (SFO-GVA-VII-162 CABLE 1 OF 12 CABLES)

B. GENEVA 1209 (SFO-GVA-VII-162 CABLE 2 OF 12 CABLES)

C. GENEVA 1210 (SFO-GVA-VII-162 CABLE 3 OF 12 CABLES)

D. GENEVA 1211 (SFO-GVA-VII-162 CABLE 4 OF 12 CABLES)

E. GENEVA 1212 (SFO-GVA-VII-162 CABLE 5 OF 12 CABLES)

F. GENEVA 1213 (SFO-GVA-VII-162 CABLE 6 OF 12 CABLES)

Classified By: A/S Rose E. Gottemoeller, United States
START Negotiator. Reasons: 1.4(b) and (d).

S E C R E T GENEVA 001214

SIPDIS

DEPT FOR T, VCI AND EUR/PRA
DOE FOR NNSA/NA-24
CIA FOR WINPAC
JCS FOR J5/DDGSA
SECDEF FOR OSD(P)/STRATCAP
NAVY FOR CNO-N5JA AND DIRSSP
AIRFORCE FOR HQ USAF/ASX AND ASXP
DTRA FOR OP-OS OP-OSA AND DIRECTOR
NSC FOR LOOK
DIA FOR LEA

E.O. 12958: DECL: 12/19/2019
TAGS: KACT MARR PARM PREL RS US START
SUBJECT: START FOLLOW-ON NEGOTIATIONS, GENEVA
(SFO-GVA-VII): (U) U.S.-PROPOSED JOINT DRAFT TEXT OF THE
PROTOCOL, DECEMBER 19, 2009 (CABLE 7 OF 12 CABLES)

REF: A. GENEVA 1208 (SFO-GVA-VII-162 CABLE 1 OF 12 CABLES)

B. GENEVA 1209 (SFO-GVA-VII-162 CABLE 2 OF 12 CABLES)

C. GENEVA 1210 (SFO-GVA-VII-162 CABLE 3 OF 12 CABLES)

D. GENEVA 1211 (SFO-GVA-VII-162 CABLE 4 OF 12 CABLES)

E. GENEVA 1212 (SFO-GVA-VII-162 CABLE 5 OF 12 CABLES)

F. GENEVA 1213 (SFO-GVA-VII-162 CABLE 6 OF 12 CABLES)

Classified By: A/S Rose E. Gottemoeller, United States
START Negotiator. Reasons: 1.4(b) and (d).


1. (U) This is SFO-GVA-VII-162.


2. (S) The text at Paragraph 3 is the working document from
which the U.S.-Proposed Joint Draft Text of the Protocol to
the Treaty Between the United States of America and the
Russian Federation on Measures for the Further Reduction and
Limitation of Strategic Offensive Arms dated December 19,
2009 will be prepared. It establishes the baseline for the
next round of the negotiations. Because of the length of the
document, text will be sent as separate cables. This is
Cable 7 of 12 cables.


3. (S) Begin text:

NOTE: This Part is currently under review within the
delegation.

Part Three: Conversion or Elimination Procedures


I. General Provisions


1. Conversion or elimination of strategic offensive arms
subject to this Treaty shall be carried out in situ or at
declared facilities.


2. Elimination of strategic offensive arms subject to this
Treaty shall be carried out by rendering them inoperable
precluding their use for their original purpose. Upon
completion of elimination, an eliminated strategic offensive
arm shall cease to be subject to this Treaty.


3. If an ICBM launcher or SLBM launcher is converted to

employ another type of ICBM or SLBM, it shall be considered
to be a launcher of the type of ICBM or SLBM for which it was
converted. If a heavy bomber is converted to employ a
different type of nuclear armament for heavy bombers, it
shall continue to be considered to be a heavy bomber equipped
for nuclear armaments. If an ICBM launcher, SLBM launcher,
or heavy bomber is converted by rendering it incapable of
employing ICBMs, SLBMs, or nuclear armaments for heavy
bombers so that the other Party can confirm, the converted
strategic offensive arm shall cease to be subject to the
numerical limits provided for in Article II of the Treaty and
may be used for purposes not inconsistent with this Treaty.
The Parties may periodically verify such a use in accordance
with Article XI of the Treaty.


4. If a Party chooses to carry out conversion or elimination
of strategic offensive arms subject to this Treaty using
procedures that it developed in accordance with this Part of
the Protocol, it shall notify the other Party of such
procedures in accordance with Part IV of the Protocol. If,
in the opinion of the other Party, the procedures developed


by the Party carrying out conversion or elimination are
ambiguous or do not achieve the goals set forth in paragraph
2 or 3 of this section, the Party carrying out the conversion
or elimination shall conduct a demonstration of the
procedures that it developed within the framework of the BCC.
Upon clarification, these procedures shall be recorded in
the framework of the BCC and may be used thereafter for
conversion or elimination of the specified strategic
offensive arms subject to this Treaty.


5. Upon completion of conversion of the first item of a type
of strategic offensive arms subject to this Treaty, the Party
carrying out the conversion shall conduct an exhibition in
accordance with Article XI of the Treaty.


6. The results of conversion or elimination of strategic
offensive arms and facilities subject to this Treaty may be
confirmed by an inspection team in accordance with Articles
IX and XI of the Treaty.

II. Procedures for Elimination of ICBMs and SLBMs


1. Procedures for elimination of liquid-fuel ICBMs or SLBMs
shall be determined by the party conducting elimination.
Upon completion of elimination, notification thereof shall be
provided.


2. The elimination of solid-fueled ICBMs and SLBMs shall be
carried out using any of the procedures provided for below:

(a) If the first stage is destroyed by explosion,
notification thereof shall be provided.

(b) If the fuel is removed by burning; the first
stage motor case shall have a hole no less than 1 meter in
diameter cut or punched through the case along the lateral
surface.

(c) If the fuel is removed by washing; the first
stage rocket motor case shall be crushed, flattened or cut
into two pieces of approximately equal size.


3. Upon completion of elimination in accordance with
subparagraphs 2(b)or 2(c) of this Section, solid-fuel ICBMs
and SLBMs shall remain visible to national technical means of
verification for a 60-day period following notification or
until an inspection is completed within this period of time.


4. Elimination of launch canisters for ICBMs and SLBMs shall
be carried out by separating the launch canister into two
pieces which shall remain in the open at the declared
facility for observation by national technical means of
verification for a 60-day period following notification.
Upon expiration of the 60-day period, the launch canister
shall be considered eliminated.

III. Procedures for Conversion or Elimination of ICBM
Launchers

Elimination of Silo Launchers of ICBMs


1. A silo launcher of ICBMs shall remain visible to national
technical means of verification during the entire elimination


process and for a 60-day period following notification of the
completion of elimination process.


2. The elimination of silo launchers of ICBMs shall be
carried out using any of the procedures provided for below:

(a) The silo door shall be removed, dismantled, or
destroyed, and the silo headworks and the silo shall be
destroyed by excavation to a depth of no less than eight
meters or by explosion to a depth of no less than six meters;

(b) The silo door shall be removed, dismantled or
destroyed and the silo shall be completely filled with debris
resulting from demolition of infrastructure and earth or
gravel. The silo door shall not be reinstalled; or

(c) Other procedures developed by the Party
conducting the elimination.


3. Upon completion of the procedures provided for in
paragraph 2 of this Section and provision of notification
thereof, the area may be graded after a 60-day period has
expired. The Party receiving such notification shall have
the right within the 30-day period beginning on the date of
notification to inspect the eliminated silo launcher of
ICBMs. Upon expiration of the 60-day period following the
provision of such notification or upon completion of the
inspection conducted during this period, the silo launcher
shall cease to be subject to this Treaty.

Elimination of Mobile Launchers of ICBMs


4. The elimination of mobile launchers of ICBMs shall be
carried out using the procedures provided for in this
paragraph:

(a) The erector-launcher mechanism, leveling
supports, and mountings of the erector-launcher mechanism
shall be cut from the launcher chassis and missile launch
support equipment, including external instrumentation
compartments shall be removed from the launcher chassis; and

(b) If the eliminated mobile launcher of ICBMs is
used at a military facility for purposes not inconsistent
with the treaty, the upper surfaces of the vehicle and items
mounted on the chassis, visible to national technical means,
shall be painted white.


5. Upon completion of the procedures provided for in
paragraph 4 of this section and notification thereof, the
eliminated mobile launcher of ICBMs shall remain visible to
national technical means of verification for a 60-day period.
The Party receiving notification of the completion of the
elimination procedures shall have the right, within a 30-day
period beginning on the date of notification to conduct an
inspect of the eliminated mobile launcher of ICBMs. Upon
expiration of the 60-day period following provision of such
notification or upon completion of the inspection conducted
during this period, the mobile launcher of ICBMs shall cease
to be subject to this Treaty.


6. Upon completion of the elimination procedures for mobile
launchers of ICBMs, the vehicle may be used for purposes not


inconsistent with this Treaty.

Conversion of ICBM Launchers


7. Conversion of ICBM launchers for use with ICBMs of
another type shall be carried out using procedures developed
by the Party carrying out the conversion. Upon completion of
the conversion procedures and notification thereof, the
converted launchers shall be considered a launcher of the new
type of ICBMs.

IV. Procedures for Conversion or Elimination of SLBM
Launchers

Procedures for Elimination of SLBM Launchers


1. The elimination of SLBM launchers shall be carried out by
removing all missile launch tube hatches, their associated
superstructure fairings and gas generators (if applicable):


2. Upon completion of the procedures provided for in
paragraph 1 of this section, the SLBM launchers shall cease
to be subject to this Treaty. Notification thereof shall be
provided.


3. The submarine where SLBM launchers have been eliminated in
accordance with paragraph 1 of this section shall remain
visible to national technical means of verification for a
60-day period following notification.


4. Upon expiration of the 60-day period provided for in
accordance with paragraph 3 of this section, the submarine
may then be moved to a declared facility. Notification
therefore shall be provided. The submarine shall remain at
the declared facility until final scrapping has been
completed and notification thereof has been provided. The
submarine shall then cease to be subject to this Treaty.

Procedures for Conversion of one or more SLBM Launchers


5. Conversion of SLBM launchers for another type of SLBM
shall be carried out using procedures developed by the Party
conducting the conversion. Upon completion of the conversion
procedures, notification thereof shall be provided.


6. Conversion of SLBM launchers which precludes their use as
SLBM launchers shall be carried out using any of the
procedures provided for below:

(a) The height or diameter of the launcher shall be
reduced in a manner such that the launcher can no longer
contain the smallest SLBM deployed by the Party conducting
conversion;

(b) Critical components required to launch an SLBM
shall be removed. Such critical components may include, but
are not limited to, gas generator(s) and related launcher
sub-systems; or

(c) Other procedures developed by the Party
conducting conversion.


7. Upon completion of the procedures provided for in


paragraph 5 or 6 of this Section, the submarine shall be made
available for viewing upon return to the submarine base. The
Party receiving notification thereof shall have the right,
within the 30-day period beginning on the date of
notification, to inspect the converted SLBM launchers to
confirm that the procedures provided for in paragraph 5 or 6
of this Section have been completed. The submarine shall
remain at the submarine base until such time as an inspection
is completed, or, if an inspection is not completed, or if an
inspection is not completed, until expiration of the 30-day
period. The SLBM launcher shall then be considered converted.


V. Procedures for Conversion or Elimination of Heavy Bombers

Procedures for elimination of heavy bombers


1. The elimination process for a heavy bomber shall consist
of cutting a wing or tail section from the fuselage, or
cutting the fuselage into two pieces, at a location obviously
not an assembly joint, thereby rendering the heavy bomber
inoperable.


2. A heavy bomber shall remain visible to national technical
means of verification during the entire elimination process
and for a 60-day period following provision of the
notification.

Procedures for conversion of heavy bombers


3. Conversion of heavy bombers equipped for nuclear
armaments of one type into heavy bombers equipped for nuclear
armaments of another type shall be carried out using
procedures, developed by the Party conducting the conversion.
Upon completion of the conversion procedures, notification
thereof shall be provided.


4. The conversion process for heavy bombers equipped for
nuclear armaments into heavy bombers equipped for non-nuclear
armaments shall be carried out using any of the procedures
provided for in this paragraph:

(a) All weapons bays and all external attachments for
pylons shall be modified so as to render them incapable of
employing nuclear armaments;

(b) All internal and external launcher assemblies
shall be modified so as to render them incapable of employing
nuclear armaments; or

(c) Other procedures, developed by the Party carrying
out the conversion that render the heavy bomber incapable of
employing nuclear armaments.


5. Upon completion of the procedures provided for in
paragraph 3 or 4 of this Section, the converted heavy bomber
shall not be flown, but shall be moved directly to the
viewing site at the conversion facility. Notification
thereof shall be provided and such a converted heavy bomber
shall remain at the viewing site for a 30-dayperriod
following such a notification or until an inspection is
completed. Upon completion of the inspection or if an
inspection is not conducted, upon expiration of the 30-day
period, the heavy bomber shall be considered converted.



Section VI. Other Means for Removal from Accountability


1. Strategic offensive arms shall cease to be subject to
this Treaty if:

(a) A strategic offensive arm is lost as a result of
an accident or disabled beyond repair;

(b) A strategic offensive arm is placed on static
display;

(c) A heavy bomber is converted for use as a ground
trainer;

(d) An ICBM or SLBM is eliminated by flight test,
static testing, or static firing.


2. Prior to being placed on static display or being used as
a ground trainer, the strategic offensive arm shall be
rendered inoperable.


3. The ICBM or SLBM shall cease to be subject to this Treaty
on the date of the flight test, static testing, or static
firing as specified in the notification.

Section VII. Procedures for Elimination of Facilities


1. The elimination of declared facilities shall be subject
to verification by national technical means of verification
and shall be carried out by means of the removal or
elimination of all strategic offensive arms specified for
such a facility, and training models of missiles, training
ICBM launchers, fixed structures for mobile launchers of
ICBMs, launch associated vehicles and driver training
vehicles.


2. The elimination process for fixed structures for mobile
launchers of ICBMs shall be carried out by dismantling and
removing the superstructure of the fixed structure from the
facility. No structure or covering, permanent or temporary,
shall be reinstalled or built over the remaining foundation.


3. The declared facility shall be considered to be
eliminated following completion of the procedures provided in
paragraphs 1 and 2 of this Section and provision of the
notification in accordance with Part Four of this Protocol.

Part Four of the Protocol to the Treaty: Notifications

Section I. General Provisions


1. The Parties hereby agree upon provisions that establish
the procedures for, and the content of, the notifications
provided for in Article VIII of the Treaty.


2. A data base pertaining to the obligations under the
Treaty is set forth in Part Two of the Protocol to the
Treaty, in which data with respect to items subject to the
limitations provided for in this Treaty are listed according
to categories of data.


3. If a time is to be specified in a notification provided


pursuant to this Part, that time shall be expressed in
Greenwich Mean Time. If a date is to be specified in a
notification, that date shall be specified as the 24 hour
period that corresponds to the date in local time, expressed
in Greenwich Mean Time.

Section II. Notifications Concerning the Database


1. Notification, no later than 45 days after entry into
force of the Treaty, providing data current as of the date of
entry into force of the Treaty for each category of data
contained in Part Two of the Protocol to the Treaty.
(((FORMAT 1)))2


2. Notification, no later than 30 days after the expiration
of each six-month period following the entry into force of
the Treaty, providing updated data for each category of data
contained in Part II of the Protocol to the Treaty. The
first of these six-month periods shall begin the first day of
the calendar month following the month in which the Treaty
enters into force. (((FORMAT 2)))2


3. Notification, no later than five days after it occurs, of
each change in data according to each category of data
contained in Part Two of the Protocol to the Treaty, except
for data with respect to warheads, which shall be provided
only in accordance with paragraph two of this Section unless
notification of such change has been provided in accordance
with another paragraph of this Part of the Protocol to the
Treaty. (((FORMAT 3)))2 ((Such changes in data shall
include, but not be limited to:

(a) The result of an accidental loss, disablement
beyond repair, placement on static display, conversion of a
heavy bomber for use as a ground trainer, flight test, static
test, or static firing.

(b) New facilities, new types, variants, and versions,
to include new variants of ICBMs and SLBMs, and new versions
of mobile launchers of ICBMs, including the location for the
exhibition or exhibitions.

(c) Elimination of a declared facility, heavy bomber,
SLBM, SLBM launcher, ICBM, ICBM launcher.

(d) The existence of a new facility or a change of
category of an existing facility.

(e) The location of a production facility, not
previously declared, at which production of ICBMs or SLBMs or
first stages of ICBMs or SLBMs is planned

(f) The beginning of construction of a new silo
launcher of ICBMs.))1

((4. Notification no later than 48 hours in advance of the
exit of solid fuel ICBMs and SLBMs from production
facilities.))1

((COMMENT: This format shall also be used for notification
of the completion of conversion or elimination procedures
after completion of an inspection or expiration of the time
period established in Part Three of this Protocol and removal



of SOA from accountability by other means in accordance with
Section VI of Part Three of the Protocol to the Treaty.))2

Section III. Notifications Concerning Movement of Strategic
Offensive Arms


1. Notification, no later than ((48 hours))1 ((five days))2
after its completion, of the transit of non-deployed ICBMs
and SLBMs and mobile launchers of ICBMs ((;launch canisters
that remain after flight tests of ICBMs for mobile launchers
of ICBMs; non-deployed mobile launchers of ICBMs; and mobile
training launchers.))1 (((FORMAT 4)))2


2. ((Notification, no less than 48 hours before it is to
occur, of the visit of a deployed heavy bomber to a declared
or formerly declared facility when the visit exceeds 24
hours.))1

((Notification, no later than 24 hours after a visit of a
heavy bomber has exceeded 24 hours in duration, of the visit
of such a heavy bomber to a place. Such notification shall
include, for each place: the number, by type, category, and,
if applicable, variant, of the heavy bombers that are
visiting; the declared facility at which such heavy bombers
are based; the place which such heavy bombers are visiting;
and the date and time of arrival. (FORMAT 5)))2


3. ((Notification, no later than 48 hours after it has
concluded, of conclusion of the visit of a deployed heavy
bomber to declared facility when the visit exceeds 24
hours.))1

((Notification, no later than 48 hours after departure, of
the conclusion of the visit of a heavy bomber, notification
of which has been provided in accordance with paragraph 2 of
this Section. Such notification shall include, for each
visited place: the number, by type, category, and, if
applicable, variant, of the heavy bombers that have concluded
the visit; the place visited by such heavy bombers; the
declared facility, at which such heavy bombers are based; and
the date and time of departure. (FORMAT 6)))2


4. ((Notification, no less than five days in advance, of the
beginning of a major strategic exercise involving heavy
bombers.))1

((Notification, no less than 48 hours in advance of the
beginning of a major strategic exercise involving heavy
bombers, conducted, of the beginning of such an exercise.
Such notification shall include: the air bases for heavy
bombers that are involved in the exercise; and the date and
time of the beginning of the exercise. (FORMAT 7)))2


5. ((Notification, no later than five days after the
conclusion, of the completion of a major strategic exercise
involving heavy bombers.))1

((Notification, no later than 24 hours after the completion
of a major strategic exercise involving heavy bombers, about
which a notification has been provided in accordance with
paragraph 4 of this Section, of the completion of that
exercise. Such notification shall include the date and time
of the completion of the exercise. (FORMAT 8)))2



Section IV. Notifications Concerning Flight Tests ((and
Telemetric Information))1 of ICBMs or SLBMs


1. Notification no later than ((five days))1 ((24 hours))2
prior to any flight test of an ICBM or SLBM, including any
flight test of a prototype ICBM or SLBM and any flight test
of an ICBM or SLBM, used for delivering objects into the
upper atmosphere or space. Such notification shall be
provided in accordance with the provisions of the Agreement
Between the United States of America and the Union of Soviet
Socialist Republics on Notifications of Launches of
Intercontinental Ballistic Missiles and Submarine-Launched
Ballistic Missiles of May 31, 1988. (((FORMAT 9)))2

Section V. Notifications Concerning Conversion or
Elimination of ((Items and Facilities Subject to the
Treaty))1 ((Strategic Offensive Arms))2


1. For conversion or elimination of ICBMs or SLBMs, ((to
include ICBMs or SLBMs eliminated by static firing or static
testing, launch canisters for ICBMs and SLBMs,))1 ICBM
launchers and SLBM launchers, heavy bombers, and facilities:

a. Notification, no less than 30 days in advance of
the intent to conduct conversion or elimination. ((The
notification shall include: the date of initiation and the
location of the conversion or elimination process; the number
and types of items, or the facilities, subject to conversion
or elimination, and the conversion or elimination procedures.
(FORMAT 10).))2

b. Notification, no later than five days after
initiation of conversion or elimination. ((The notification
shall include: the date of initiation and the location of the
conversion or elimination process; the number and types of
items, or the facilities, subject to conversion or
elimination, and the conversion or elimination procedures.
(FORMAT 11)))2

c. Notification, no later than five days after
completion of the conversion or elimination procedures ((and
of the beginning of the time period for inspection
activities))1. ((The notification shall include: the date of
completion of the conversion or elimination process; the
number and types of items, or the facilities, which were
converted or eliminated.

Comment: A reference to the notification of the initiation
of conversion or elimination (subparagraph 1(b) of this
Section) shall be included in the notification, as well as
information necessary to conduct an inspection - point of
entry, the time at which an inspection team may arrive for
carrying out verification, etc.))2

((2. Notification, no later than 60 days after entry into
force of the Treaty, and no less than 60 days after the
beginning of each subsequent one-year period after entry into
force of the Treaty, of the annual schedule for conversion or
elimination of strategic offensive arms and facilities
subject to the provisions of the Treaty.))1

(( ))1 Proposed by the United States


(( ))2 Proposed by the Russian Federation

End text.


4. (U) Gottemoeller sends.
GRIFFITHS